Horizon Scanning Agent
Policy-aligned interpretation of regulatory and geopolitical change.
Regulatory updates, enforcement actions, and geopolitical events are continuously assessed against the institution’s own compliance framework. Each development is interpreted in context – identifying jurisdictional scope, policy implications, and downstream control impact – with structured reasoning that supports documented policy response.
Expert Screening Decision Agent
Senior-level screening interpretation at scale.
Escalated sanctions and watchlist cases are assessed using contextual research and institutional policy intent rather than threshold logic alone. Entity relationships, indirect exposure, and jurisdictional factors are interpreted within defined authority limits to produce defensible screening outcomes.
Expert CDD Agent
Structured judgement for complex CDD and EDD decisions.
High-risk customer reviews are evaluated against internal CDD and EDD policy, including ownership structures, PEP exposure, jurisdictional nuance, and conflicting data. Decisions clearly determine acceptance, escalation, enhanced monitoring, or conditional review, with documented rationale and governance alignment.
Trade Surveillance Agent
Contextual analysis of trading behaviour under surveillance policy.
Trading activity is evaluated across instruments, timeframes, and counterparties to distinguish legitimate strategy from potential misconduct. Internal market abuse standards and regulatory expectations are applied directly within structured decision reasoning.
Adverse News Agent
Materiality-driven evaluation of global adverse media.
Global news coverage is assessed for subject relevance, severity, recency, and source credibility under defined institutional risk standards. Outcomes reflect structured materiality interpretation rather than keyword matching, with consolidated evidence and documented reasoning.
